10 Manage Enterprise Risk, Compliance, Remediation and Resiliency
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Full Process Description 30-Transform/Innovate 20-Change/
Improve
10-Run/
Operate
10 Manage Enterprise Risk, Compliance, Remediation and Resiliency (16437) 1

10.1 Manage enterprise risk (17060)
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10.1.1 Establish the enterprise risk framework and policies (16439)
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10.1.1.1 Determine risk tolerance for organization (16440) 1

10.1.1.2 Develop and maintain enterprise risk policies and procedures (16441)
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10.1.1.3 Identify and implement enterprise risk management tools (16442)
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10.1.1.4 Coordinate the sharing of risk knowledge across the organization (16443)
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10.1.1.5 Prepare and report enterprise risk to executive management and board (16444) 1

10.1.2 Oversee and coordinate enterprise risk management activities (16445)

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10.1.2.1 Identify enterprise level risks (16446)

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10.1.2.2 Assess risks to determine which to mitigate (16447) 1

10.1.2.3 Develop risk mitigation and management strategy, and integrate with existing performance management processes (16448)
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10.1.2.4 Verify business unit and functional risk mitigation plans are implemented (16449) 1
10.1.2.5 Ensure risks and risk mitigation actions are monitored (16450)

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10.1.2.6 Report on risk activities (16451)
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10.1.3 Coordinate business unit and functional risk management activities (16452)

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10.1.3.1 Ensure that each business unit/ function follows the enterprise risk management process (16453)
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10.1.3.2 Ensure that each business unit/ function follows the enterprise risk reporting process (16454)
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10.1.4 Manage business unit and function risk (17462)
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10.1.4.1 Identify risks (16456) 1 1 1
10.1.4.2 Assess risks using enterprise risk framework policies and procedures (16457) 1

10.1.4.3 Develop mitigation plans for risks (16458)
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10.1.4.4 Implement mitigation plans for risks (16459)
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10.1.4.5 Monitor risks (16460) 1
10.1.4.6 Analyze risk activities and update plans (16461)
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10.1.4.7 Report on risk activities (16462) 1

10.2 Manage compliance (17467) 1

10.2.1 Establish compliance framework and policies (17468)
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10.2.1.1 Develop enterprise compliance policies and procedures (17469)
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10.2.1.2 Implement enterprise compliance activities (17470)
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10.2.1.3 Manage internal audits (14133) 1

10.2.1.4 Maintain controls-related technologies and tools (14137)

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10.2.2 Manage regulatory compliance (16463) 1

10.2.2.1 Develop regulatory compliance procedures (16464)
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10.2.2.2 Identify applicable regulatory requirements (16465) 1

10.2.2.3 Monitor the regulatory environment for changing or emerging regulations (16466) 1

10.2.2.4 Assess current compliance position, and identify weaknesses or shortfalls therein (16467) 1

10.2.2.5 Implement missing or stronger regulatory compliance controls and policies (16468)
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10.2.2.6 Monitor and test, on an ongoing and scheduled basis, regulatory compliance position and existing controls, defining controls that should be added, removed, or modified as required (16469)
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10.2.2.7 Maintain relationships with regulators as appropriate (16470) 1

10.3 Manage remediation efforts (11185) 1
10.3.1 Create remediation plans (11201)
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10.3.2 Contact and confer with experts (11202) 1

10.3.3 Identify/dedicate resources (11203)
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10.3.4 Investigate legal aspects (11204) 1

10.3.5 Investigate damage cause (11205) 1

10.3.6 Amend or create policy (11206)
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10.4 Manage business resiliency (11216) 1

10.4.1 Develop the business resilience strategy (11221) 1

10.4.2 Perform continuous business operations planning (11222)
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10.4.3 Test continuous business operations (11223)
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10.4.4 Maintain continuous business operations (11224)
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10.4.5 Share knowledge of specific risks across other parts of the organization (16471)
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PAGE NAVIGATOR(Help)
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EA Use Case APQC Framework  »EA Use Case APQC Framework
1. Develop (Design) Vision and Strategy  »1. Develop (Design) Vision and Strategy
Business Models »Business Models
20-Change or Continuous Improvement business model »20-Change or Continuous Improvement business model
Design strategy to Mitigate Risk  »Design strategy to Mitigate Risk
10 Manage Enterprise Risk, Compliance, Remediation and Resiliency
11 Manage External Relationships »11 Manage External Relationships
12 Develop and Manage Business Capability »12 Develop and Manage Business Capability
8. Manage Financial Resources (17058) »8. Manage Financial Resources (17058)
11 Manage External Relationships »11 Manage External Relationships
8. Manage Financial Resources (17058) »8. Manage Financial Resources (17058)
6 Develop and Manage Human Capital »6 Develop and Manage Human Capital
1.2.2.4 Develop global support and shared services strategy (14190) »1.2.2.4 Develop global support and shared services strategy (14190)
12 Develop and Manage Business Capability »12 Develop and Manage Business Capability
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